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Compliance Adviseur Retail Banking

At a glance

As Compliance Advisor, you will be part of the Business Compliance team that supports the bank’s Retail business. The team provides guidance and advice on the full range of Compliance topics and monitors the business’ adherence to the regulatory and policy requirements.

The position available in the team is a Compliance Officer Retail Banking with a focus on Client Integrity (i.e. Client Due Diligence, Anti Money Laundering/Countering the financing of Terrirism (AML/CFT) and the sanctions legislation). As a Compliance Advisor you support the first and second line parties to manage their challenges concerning Client Integrity in a proper manner.

Your job

  • You will provide advice and guidance to the business on Client Acceptance and Anti-Money Laundering risks, on preventive and reactive measures regarding (possible) integrity violations, specific transactions, customers, processes, products, services, etc. and monitors compliance with compliance law and regulations, in order to prevent or limit the reputation risk for the bank and to promote the desired compliance awareness within the bank.
  • You will support with the preparation of the Compliance reports for the business and for compliance focussing on CAAML related risks
  • You will support in preparing for (risk) committees for the Teamlead Compliance Retail CAAML covering all CAAML topics
  • You stay on top of regulatory trends and developments as well as emerging risks related of CAAML

Working environment

s a Compliance department we work together and we contribute in keeping the trust of our customers, society, the employees of ABN AMRO, our regulators and other stakeholders.

The broader Compliance Retail team consists of:

  • 4 teams enabling the Dutch subsidiaries: 1 ALFAM; 2 AAGH; 3 ICS and 4 Moneyou;
  • and 2 focus areas for the ABN AMRO Retail Bank:
    • Duty of Care (divided in lending (consumer credits) and non-lending (covering accounts, payments and packages, insurance, pensions and savings, digital); and
    • CAAML (divided in Retail Banking CAAML and Retail Banking KYC files).

The Compliance Retail CAAML team consists of approximately 35 FTE. The team monitors, signals, analyses, reports and advices on compliance risks specifically on CAAML related topics. You will be focussing on CAAML policies and client due diligence related topics from a retail banking perspective.

Your profile

As Compliance Officer Retail Banking, you are at the centre of ensuring effective compliance by managing the CAAML related risks. This requires that:

  • You endorse ABN AMRO's purpose, culture principles and strategy, and you understand the bank’s organisation and three lines of defence governance
  • You have knowledge of Compliance as a function and understand the core aspects of an effective Compliance Function and programme
  • You have knowledge of the compliance risk theme Client Integrity (CAAML related) and are closely following related regulatory and market/peer developments
  • You a analytically strong and works accurate
  • You are an energetic, pro-active person and you get things done
  • You are constructive critical and likes to work closely in a team
  • You have at least 3 years of working experience within a financial institution, preferably within Compliance. Experience with the risk theme Client Integrity is a pre
  • You have an academic work and thinking level
  • You are proficient in English and Dutch, both verbally and in writing

We are offering

You will have the opportunity to contribute to building effective compliance in ABN AMRO. You can broaden and deepen your knowledge of Compliance and you will build an extensive network of stakeholders both in- and outside of ABN AMRO. This position is at function level 10 (Dutch CLA). After this position, there will be various career opportunities in Compliance as well as other parts of the bank. All this depends on your ambitions, interests, experience and what you manage to make of this role.


Are you interested? Then respond to this vacancy now. When you want more information on the content of the role, please contact Laura Duijvestijn, Teamlead Compliance Retail CAAML (laura.duijvestijn@nl.abnamro.com. 

Equal opportunities for all
The success of our organisation depends on the quality of our people and the ideas that they have. Truly surprising insights and innovative solutions for our clients result from an interplay of cultures, knowledge and experience. Diversity is therefore extremely important to our organisation. To ensure that everyone at ABN AMRO can develop their talents, we encourage an inclusive culture in which all colleagues feel engaged and appreciated.

Amsterdam, Noord-Holland, NL

Job Posting Date:  30-Apr-2021
Requisition ID:  47609

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