MiFID II Market Integrity Non-Financial Risk Specialist

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Posting Date: 12-Oct-2021

Location: Amsterdam, Noord-Holland, NL

Company: ABN AMRO International Services B.V.

At a glance

As of July 2021 Global Markets has been identified as the bank-wide lead for MiFID II (MII) Market Integrity with regards to oversight and monitoring. As part of this role, Global Markets is responsible for keeping oversight, monitoring and reporting of Market Integrity related topics, such as transaction reporting, trading venues and best execution, across ABN AMRO. To ensure we manage this responsibility in a structured manner, we are hiring a MiFID II Market Integrity non-financial risk specialist. This role will be part of the Business & External Control team within Global Markets.

Working environment

The Business & External Control team within Global Markets is part of the Strategy & Business Development team. As the MII Market Integrity non-financial risk specialist within the Business & External Control Global Markets, you are responsible for ensuring oversight, monitoring and reporting on the Market Integrity status within ABN AMRO.


You are responsible for maintaining the overview of identified MII and MiFIR gaps and the reporting on its status of closure. You make sure that material issues are escalated to senior management. You monitor the adequateness of the Risk Control Framework and any enhancements of controls. You safeguard that audit trails are in place, to ensure auditable compliance. You enable cross-business line / border cooperation regarding solutions for gap closures and encourage ownership is taken. In addition, you ensure awareness – together with business line SPOCs – in regards to MiFID II and MiFIR compliance. Also, you act as contact person for Internal Audit.


In this role you will work closely together with the MiFID II Market Integrity Domain Expert, and other stakeholders, including Legal, Compliance, Business, Internal Audit, the MiFID II Investor Protection theme (within responsibility of Private Banking) and the ExCo accountable. In this role you will report to the Head of Business & External Control.

Your profile

You are interested in financial markets and have a good understanding of Global Markets products and processes, with a focus on Market Integrity. You have experience with Market Integrity/ Transparency regulations and a clear understanding of the impact of these regulations on our business.


You are a pro-active, results-oriented, and inquisitive person. You are well organized, have an eye for detail, but also know how to focus on the bigger picture. You are analytically skilled and know how to provide structure and oversight into complex environments. With your excellent people and communication skills, you enjoy connecting stakeholders to ensure auditable compliance. As a self-starter, you are able to work both autonomous and with a diverse set of stakeholders.


Do you recognize yourself in this? Then check your profile:

  • Knowledge of rules and regulations that impact Financial Markets. Preferably with experience in MiFID/ MiFIR, and in specific Market Integrity / Transparency
  • Knowledge of Risk Control Framework
  • Knowledge of Financial Markets services, products, processes, systems, and tooling
  • Experience with financial operational processes, data and systems
  • 5-10 years of relevant work experience, preferable within the Financial Markets industry


We are offering

The success of our organization depends on the quality of our people and the ideas they have. We believe that teams composed of a combination of cultures, knowledge and experience will generate insights, perspectives and innovative solutions for our customers. Therefore diversity is of vital importance to our organization. To ensure that everyone within ABN AMRO can develop her or his qualities, we encourage an inclusive culture in which all colleagues feel involved and appreciated, where you have the opportunity to be at your best, work flexible hours and lots of room to grow both personally and professionally. This position is at Hay 12 (Dutch CLA) and concerns a job for at least 36 hours.


Are you interested? Then respond to this vacancy now, we are looking forward to hearing from you! When you would like to know more about the content of the role, please contact Adriaan Sieking (Head of Business & External Control) via adriaan.sieking@nl.abnamro.com.